Confessions of an Equity Indexed Annuity Salesperson?
403b.substack.com
Response letters to potential regulatory changes can be a gold mine. I was recently reviewing some old responses to an SEC rule that would bring Equity Indexed Annuities (EIA) under the umbrella of the SEC and require insurance agents who sell them to be registered (Registered Reps of a FINRA Broker/Dealer).
Confessions of an Equity Indexed Annuity Salesperson?
Confessions of an Equity Indexed Annuity…
Confessions of an Equity Indexed Annuity Salesperson?
Response letters to potential regulatory changes can be a gold mine. I was recently reviewing some old responses to an SEC rule that would bring Equity Indexed Annuities (EIA) under the umbrella of the SEC and require insurance agents who sell them to be registered (Registered Reps of a FINRA Broker/Dealer).